Regulatory Risk Management
Alhambra Compliance started in 2007 and has been providing regulatory compliance training, consulting and advisory services since. Alhambra Compliance represents banks, credit unions, brokerage firms, and start-ups among other clients. Our firm specializes in all regulatory risk matters, from advisory and staff training to policies and staff augmentation. Whether you’re a credit union who needs advisory services or a start up which needs help getting a license we will help you navigate the uncertainty. We bring extensive experience and professionalism to every case and customize our support to your individual needs and concerns.
Our consultants have been practicing for over a decade. We’re on the pulse of modern technology and regulatory change and have monitored their evolution to inform our approaches—all to give you exceptional advice that will last for years to come.
Get in touch with us to set up a consultation, or use the contact form at the bottom of this page to inquire whether our services are right for you.
Contact
☎ CONTACT
TimDunfey@AlhambraCompliance.com
(305) 502-3540
Areas of Practice
Training
The world of regulatory compliance is ever growing and evolving. High quality content, attendance tracking and effective testing is a universally required control. We provide online or in-person training on AML, OFAC, General Compliance, Consumer Compliance, Lending and more.
Model Validation
Automated transaction monitoring has become a regulatory requirement and has become increasingly complex. Choosing the appropriate rules and thresholds needs to be documented and validated. The variety of our experience and our transparent approach will help give you confidence that your institution has an effective system.
Policies and Procedures
Well written policies and procedures are a basic control. Our library of Policies can be adapted to apply to your institution and we can work with your institution to ensure your procedures effectively implement required controls.
Staff Augmentation
Whether your institutions needs senior staff augmentation with 30 years of experience or more junior staff with 3 to 5 years of experience our firm gives you an holistic approach, so you can meet regulatory expectations in a timely and cost effective manner.
Risk Assessments
A well executed risk assessment which includes inherent, control and residual risk and clearly maps to regulations is one of the most effective tools a compliance department can use to manage risk. Let us help you execute a quality risk assessment.
BUSINESS STRATEGY
Financial services is changing at a rate which was unimaginable a decade ago. Whether it is new products, new payment types, block chain technology or reg-tech investments we can help your institution keep pace with the change and get a competitive advantage.
“We must all obey the great law of change. It is the most powerful law of nature.”
Let's Chat.
Use the form below to contact us regarding your inquiry. Please be as detailed as possible. Include your entity type along with any specific document requests. To help us best service your inquiry, we recommend that you first describe the issue you’re having before telling us what you want to achieve. You may also email or call us to make an appointment.
For job opportunities, please email us your resume. We’re always looking for new and exceptional talent to lead the firm into uncharted fields of practice.